Investor FAQs

GAIN Capital was founded in 1999 with a clear mission: to provide traders around the world with low cost, electronic access to global financial markets, distinguished by innovative trading technology and exceptional customer service.

1.When was GAIN Capital's initial public offering?
2.What was the offering price and number of shares offered?
3.On which stock exchange is GAIN Capital listed? Ticker?
4.How can I get GAIN Capital’s current stock price?
5.How can I make sure I receive the latest news and announcements about GAIN Capital?
6.How can I receive access to SEC filings?
7.Who is the transfer agent?
8.Can I buy GAIN Capital’s common shares directly from the company?
9.When does your fiscal year end?
10.Does GAIN Capital pay a dividend?
11.Who is the independent public accountant?
12.How can I contact GAIN Capital’s IR?
13.Where are you headquartered? Where are your offices?
14.How can I obtain additional information on GAIN Capital?
15.How can I access my forex trading account?
16.I’m a shareholder, how do I get information about GAIN Capital’s products and services?
17.Who regulates GAIN Capital?
1.When was GAIN Capital's initial public offering?
 We launched our initial public offering on December 15th, 2010

2.What was the offering price and number of shares offered?
 9 million shares were offered at $9 per share.

3.On which stock exchange is GAIN Capital listed? Ticker?
 GAIN Capital common stock is listed on the New York Stock Exchange under the ticker symbol GCAP.

4.How can I get GAIN Capital’s current stock price?
 Click here to access the stock information from our website.

5.How can I make sure I receive the latest news and announcements about GAIN Capital?
 Click here to sign-up for e-mail news and announcements or to see the latest.

6.How can I receive access to SEC filings?
 Click here to review GAIN Capital’s SEC Filings.

7.Who is the transfer agent?
 The transfer agent for our common stock is StockTrans, a Broadridge company.

8.Can I buy GAIN Capital’s common shares directly from the company?
 No. GAIN Capital’s common stock can be purchased in the open market through any registered broker.

9.When does your fiscal year end?
 GAIN Capital’s fiscal year ends December 31st.

10.Does GAIN Capital pay a dividend?
 On October 27, GAIN Capital announced that its board of directors had voted on initiating a quarterly dividend of $0.05 per share on its outstanding common stock. The dividend is payable on December 23, 2011 to common stockholders of record at the close of business on December 10, 2011.

11.Who is the independent public accountant?
 Deloitte & Touche LLP is our independent public accountant.

12.How can I contact GAIN Capital’s IR?
 Click here for contact information.

13.Where are you headquartered? Where are your offices?
 GAIN Capital is headquartered in Bedminster, New Jersey, USA. Regional Offices: New York, London, Tokyo, Hong Kong, Sydney, Beijing and Seoul.

14.How can I obtain additional information on GAIN Capital?
 Please email us at ir@gaincapital.com for additional information.

15.How can I access my forex trading account?
 Please visit www.forex.com.

16.I’m a shareholder, how do I get information about GAIN Capital’s products and services?
 Please click here to visit the GAIN Capital site for more information.

17.Who regulates GAIN Capital?
 Overseeing Regulatory Bodies: Commodity Futures Trading Commission (CFTC) in the United States, the Financial Services Authority (FSA) in the United Kingdom, the Financial Services Agency (FSA) in Japan, the Securities and Futures Commission (SFC) in Hong Kong, the China Banking Regulatory Commission (CBRC) in China, and the Australian Securities and Investments Commission (ASIC) in Australia. As a publicly registered Company in the United States the GAIN Capital is regulated by Securities and Exchange Commission (SEC).